9AT: PRIVATE WEALTH MANAGEMENT, INC.

PRIVATE WEALTH MANAGEMENT, INC.

PRIVATE WEALTH MANAGEMENT, INC.

Adviser Profile

As of Date	03/13/2026
Registration	SEC, Approved, 05/31/2002
ADV Location	MEMPHIS, TN, United States
Contact Info	901 xxxxxxx

AUM^*	832,495,124 19%
of that, discretionary	0
Number of Employees	4
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	1,457,960 6%
% High Net Worth	62.50% 4%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

832M 714M 595M 476M 357M 238M 119M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Private Wealth Management, Inc. (“PWM”) was established in May 2002 by Joseph P. Horner, JD, LLM and Scott M. Robbins, JD, CFP. PWM requires any principal providing investment advice to clients to have completed college and obtained a post graduate degree, combined with having experience in the financial services profession. PWM selects only those who have demonstrated a keen knowledge of the financial and economic principals necessary for providing sound investment advice. PWM provides individualized non-discretionary investment management services to individual clients. PWM provides investment consulting services that relate to matters such as allocation of assets among different classes, portfolio diversification, managing portfolio risk, and other general economic and financial topics. Account supervision is guided by the stated objectives of the client (i.e., maximum capital appreciation, growth,

etc.), and all managed accounts will be maintained with an independent custodian. PWM also provides a wide array of general personal financial planning services in addition to investments. Services provided include, but are not limited to, retirement planning, financial planning, personal tax and cash flow planning, estate planning, insurance planning, divorce planning, college planning, compensation and benefits planning, tax compliance and the preparation of financial analyses and personal financial statements reflecting net worth, cash flow, and income tax projections. PWM collects pertinent data from the client through personal interviews and written questionnaires. A written summary may be provided to the client highlighting specific recommendations to the client regarding their individual needs. As of June 30, 2023, PWM has $681,641,854 of non-discretionary assets under management.