Adviser Profile

As of Date 06/16/2026
Registration SEC, Approved, 03/06/2002
Other registrations (1)
ADV Location DULUTH, MN, United States
Contact Info 218 xxxxxxx
Websites
AUM* 93,144,375 127%
of that, discretionary 93,144,375 127%
Number of Employees 4 33%
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 93,144,375 127%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

52M 45M 37M 30M 22M 15M 7M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees