Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/17/1995
ADV Location WHITE PLAINS, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 441,717,174 14%
of that, discretionary 441,717,174 14%
Number of Employees 5
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 44,171,717 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

785M 673M 561M 449M 336M 224M 112M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC. CL A $ Position$11,153,518 % Position2.00% $ Change21.00% # Change-3.00%
Stck Ticker00B929F46 Stock NameASML HOLDING NV $ Position$7,218,906 % Position2.00% $ Change53.00% # Change0.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY $ Position$10,157,752 % Position2.00% $ Change3241.00% # Change878.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP. $ Position$5,986,971 % Position1.00% $ Change66.00% # Change65.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$6,595,700 % Position1.00% $ Change-24.00% # Change-31.00%
Stck Ticker512807306 Stock NameLAM RESEARCH CORP $ Position$6,933,280 % Position1.00% $ Change77.00% # Change-13.00%
Stck Ticker11135F101 Stock NameBROADCOM INC. $ Position$3,777,500 % Position1.00% $ Change14.00% # Change-7.00%
Stck Ticker00B283W97 Stock NameCAIXABANK SA $ Position$2,550,175 % Position1.00% $ Change21.00% # Change0.00%
Stck Ticker149123101 Stock NameCATERPILLAR TRACTOR $ Position$2,875,230 % Position1.00% $ Change4.00% # Change-31.00%
Stck Ticker31428X106 Stock NameFEDEX CORPORATION $ Position$2,379,788 % Position1.00% $ Change11.00% # Change27.00%

Brochure Summary