Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 02/01/2002
Other registrations (1)
ADV Location REDWOOD SHORES, CA, United States
Contact Info (65 xxxxxxx
Websites
AUM* 422,403,865 12%
of that, discretionary 422,403,865 12%
Number of Employees 4
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 507,697 11%
% High Net Worth 77.52% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

422M 362M 302M 241M 181M 121M 60M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary