9AT: MENGIS CAPITAL MANAGEMENT, INC.

MENGIS CAPITAL MANAGEMENT, INC.

MENGIS CAPITAL MANAGEMENT, INC.

Adviser Profile

As of Date	07/14/2026
Registration	SEC, Approved, 11/09/2001
ADV Location	PORTLAND, OR, United States
Contact Info	503 xxxxxxx
Websites

AUM^*	903,477,305 10%
of that, discretionary	858,077,882 10%
Number of Employees	7
of those in investment advisory functions	6
Private Fund GAV^*	0
Avg Account Size	1,179,474 -7%
% High Net Worth	43.33% -6%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

858M 735M 613M 490M 368M 245M 123M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date12/16/2025	Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date07/24/2024	Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date11/27/2023	Form ADV-E View Report

Brochure Summary

Overview

tolerance, investment time horizons and any restrictions they want to place on the types of securities to be purchased for any of their accounts. In addition, after our initial meeting with each new client, we develop an Investment Policy Statement for that client. We review each client's Investment Policy Statement at least annually and update it, if necessary, to reflect any changes in their financial circumstances. Our clients bear the responsibility of keeping us informed of any subsequent changes so that we can continuously manage their assets in the manner suitable to their needs and objectives. Although we generally have a broad discretionary authority over client assets, clients may impose restrictions on investing in certain securities or types of securities in the Investment Policy Statement or through any formal or informal communication to us. In those cases, we exercise our discretionary authority consistently with the clients' instructions and obtain the clients' approval before each transaction that may be inconsistent with those instructions. Wrap Fee Programs

We currently do not participate in wrap fee programs. Assets Under Management As of December 31, 2022, the amount of client assets managed by us on a discretionary basis was $666,299,536, and the amount of client assets we managed on a non-discretionary basis was $25,685,632. Our Fees We charge our clients advisory fees calculated as a percentage of the market value of the assets in their household accounts, without adjustment for any margin debt. All fees are specified in your advisory agreement with us. The standard fee schedule for discretionary managed accounts is as follows:
• 1.00% on the first $2,000,000
• 0.85% on the next $3,000,000 0.70% on the next $5,000,000 0.50% on the next $20,000,000
• 0.30% on the amount over $30,000,000 If a client requests services beyond our standard investment advisory services (for example, financial planning services or client driven account management), we may charge the client for such services at an hourly rate, based on the services requested and the person providing