9AT: ALPINE CAPITAL STRATEGIES LLC

ALPINE CAPITAL STRATEGIES LLC

ALPINE CAPITAL STRATEGIES LLC

CAPSTRAT ADVISORS LLC

Adviser Profile

As of Date	03/10/2026
Registration status	Terminated
Contact Info	201 xxxxxxx

AUM^*	245,077,811 2%
of that, discretionary	245,077,811 2%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	81,692,604 36%
% High Net Worth	33.33% 33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

245M 210M 175M 140M 105M 70M 35M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. General Description of Alpine Alpine Capital Strategies LLC (“Alpine”) was formed in March of 2000 and provides investment advisory services to high net worth individuals and other businesses. The principal owners—members with ownership in excess of 25%--of Alpine are Henry J. Aboodi, David M. Aboodi, and Abigail S. Hoffman. B. Description of Alpine’s Services Alpine provides the following services: (1) Portfolio Management: Alpine provides continuous investment advisory and account supervisory services on a fee basis for individuals, business, and trusts. In designing investment plans for clients, Alpine works with its clients to understand the client’s financial situation, objectives, time horizon, and risk tolerance. With this information, Alpine attempts to develop a strategic asset allocation program which will meet the client’s long term goals. Alpine then implements the program by investing in various asset classes. Alpine generally invests on a discretionary basis. (2) Financial Planning Services: Alpine works with some of its clients on estate and tax planning matters, and serves as a resource for clients with respect to general financial issues. (3) Other Investment Advice: Alpine provides other investment advice related to securities when requested by clients. Specifically, clients may request information and advice from Alpine on various classes of securities, on specific security

issues, or on the selection of other money managers. Alpine provides portfolio management services for various classes of securities, including, but not limited to:  Equity Securities  Corporate Debt Securities  Commercial Paper  Certificates of Deposit  Municipal Securities  Mutual Fund Shares and Exchange Traded Funds  United States Government Securities  Options Contracts on Securities  Real Estate Alpine may also provide guidance on other types of investment which Alpine deems appropriate in order to address the individualized needs, goals, and objectives of the client. C. Availability of Customized Services for Individual Clients Alpine is client-focused. Alpine acts as an investment adviser to multiple Clients and manages each Client’s portfolio according to the terms of each Client’s stated investment objectives and guidelines as outlined in their contractual agreement. The particular investment objectives and restrictions of each Client will be determined on an individualized basis. Clients may impose restrictions at any time on investment in certain securities or types of securities. D. Wrap Fee Programs Alpine does not participate in wrap fee programs. E. Assets under Management As of December 31, 2023, Alpine managed on a discretionary basis $240,583,838 in client assets in USD, and zero assets on a non-discretionary basis. Item 5

ALPINE CAPITAL STRATEGIES LLC

ALPINE CAPITAL STRATEGIES LLC

CAPSTRAT ADVISORS LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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ALPINE CAPITAL STRATEGIES LLC ALPINE CAPITAL STRATEGIES LLC CAPSTRAT ADVISORS LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

ALPINE CAPITAL STRATEGIES LLC

ALPINE CAPITAL STRATEGIES LLC

CAPSTRAT ADVISORS LLC