Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 05/27/2020
ADV Location CASTLE ROCK, CO, United States
Contact Info 720 xxxxxxx
Websites
AUM* 348,959,797 28%
of that, discretionary 348,959,797 28%
Number of Employees 6
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 6,122,102 199%
% High Net Worth 66.67% -25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

349M 299M 249M 199M 150M 100M 50M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00847J105 Stock NameAgilysys Inc $ Position$1,601 % Position1.00% $ Change # Change
Stck Ticker037598109 Stock NameApogee Enterprises Inc $ Position$1,525 % Position1.00% $ Change # Change
Stck Ticker336901103 Stock Name1st Source Corp $ Position$1,640 % Position1.00% $ Change-6.00% # Change-28.00%
Stck TickerG0084W101 Stock NameAdient PLC $ Position$1,571 % Position1.00% $ Change-2.00% # Change-6.00%
Stck Ticker042735100 Stock NameArrow Electronics Inc $ Position$1,713 % Position1.00% $ Change # Change
Stck Ticker045487105 Stock NameAssociated Banc-Corp $ Position$1,649 % Position1.00% $ Change-12.00% # Change-26.00%
Stck Ticker05356F105 Stock NameAveanna Healthcare Holdings In $ Position$1,881 % Position1.00% $ Change # Change
Stck Ticker095306106 Stock NameBlue Bird Corp $ Position$1,617 % Position1.00% $ Change255.00% # Change171.00%
Stck Ticker05561Q201 Stock NameBOK Financial Corp New $ Position$1,597 % Position1.00% $ Change # Change
Stck Ticker018581108 Stock NameBread Financial Holdings Inc $ Position$1,861 % Position1.00% $ Change39.00% # Change-4.00%