9AT: ALTMAN INVESTMENT MANAGEMENT LLC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 07/10/2001
ADV Location	PRINCETON, NJ, United States
Contact Info	609 xxxxxxx
Websites

AUM^*	119,915,238 6%
of that, discretionary	119,915,238 6%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	1,763,459 17%
% High Net Worth	97.50% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SANTIAGO CAPITAL, LLC	Hedge Fund1.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2m	AUM152.7m	#Funds3
Adviser GORDIAN WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM488.7m	#Funds-
Adviser VIENNA ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.5m	#Funds-
Adviser BVB AND PARTNERS S.A.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5m	#Funds-
Adviser HAMEL ASSOCIATES,INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM548.3m	#Funds-
Adviser WASHINGTON GROWTH STRATEGIES LLC	Hedge Fund17.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV17.2m	AUM247.2m	#Funds1
Adviser ACTIVEST WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser LINDEN GLOBAL STRATEGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.6b	#Funds-
Adviser BIRCH CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.5m	#Funds-
Adviser MACALLASTER PITFIELD MACKAY INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM168.7m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Altman Investment Management LLC has been in business since August 2001, and the sole principal owner is Peter J. Altman. B. Types of Advisory Services Altman Investment Management LLC (hereinafter “AIM”) offers the following services to advisory clients: Investment Supervisory Services AIM provides customized ongoing portfolio management services on the basis of the individual needs and objectives of each client. Investment programs are constructed within the context of each client’s: total net worth or asset position, investment time horizon, liquidity needs, investment objectives, risk tolerance and specific requirements or limitations, such as tax status or income requirements. Investment Supervisory Services include, but are not limited to, the following:
• Investment strategy
• Personal investment policy
• Asset allocation
• Asset selection
• Risk tolerance
• Regular portfolio monitoring AIM prepares investment policy guidelines for each client based on the above considerations to fit the client’s needs. AIM manages advisory accounts on both a discretionary and a non-discretionary basis. AIM’s fee schedule is set out in detail in Item 5 below. Investment Advice through Consultations AIM may also, on occasion deliver investment advice through consultations with clients, to whom AIM does not provide investment supervisory services. Services Limited to Specific Types of Investments AIM limits its investment supervisory services and/or investment advice mainly to the following types of investment products: 6
• Domestic and foreign equity securities, including exchange-listed securities, exchange-traded funds (ETFs) and securities

traded over-the-counter
• United States government securities
• Corporate debt securities (other than commercial paper)
• Municipal securities
• Money market funds
• Real Estate Investment Trusts (REITs) On occasion, AIM may also use other securities to help diversify a client’s portfolio when applicable and in the best interests of the client. Investment Sub-Advisory Services AIM does not currently have any sub-advisory relationships. C. Client Tailored Services and Client Imposed Restrictions AIM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client’s individual investment requirements which are governed by each client’s current situation (income/return requirements, tax status, and risk tolerance levels). This is used to construct client-specific investment policy guidelines to aid in the selection of a portfolio structure that matches each individual client’s restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent AIM from properly servicing the client account, or if the restrictions would require AIM to deviate from its standard suite of services, AIM reserves the right to end the relationship. D. Wrap Fee Programs AIM does not participate in any wrap fee programs. E. Amounts Under Management AIM had the following assets under management at the following date: Discretionary Amounts Non- Discretionary Amounts Date Calculated $113,158,389.00 $0 12/31/23 7

ALTMAN INVESTMENT MANAGEMENT LLC

ALTMAN INVESTMENT MANAGEMENT LLC

PETER JAMES ALTMAN

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ALTMAN INVESTMENT MANAGEMENT LLC ALTMAN INVESTMENT MANAGEMENT LLC PETER JAMES ALTMAN

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ALTMAN INVESTMENT MANAGEMENT LLC

ALTMAN INVESTMENT MANAGEMENT LLC

PETER JAMES ALTMAN