Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 10/29/1990
ADV Location ALLENTOWN, PA, United States
Contact Info (83 xxxxxxx
Websites
AUM* 548,323,868 7%
of that, discretionary 482,021,817 7%
Number of Employees 7
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 2,303,882 6%
% High Net Worth 53.54% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

482M 413M 344M 275M 207M 138M 69M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRAGER METIS CPAS, LLC Filing Date12/17/2025 Form ADV-E View Report

Brochure Summary