Adviser Profile

As of Date 06/30/2026
Registration SEC, Approved, 06/01/2001
Other registrations (1)
Contact Info 916 xxxxxxx
AUM* 114,079,809 -15%
of that, discretionary 0
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 543,237 -11%
% High Net Worth 35.42% -29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

246M 211M 176M 141M 105M 70M 35M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees