9AT: KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

A4 CAPITAL MANAGEMENT

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As of Date	08/11/2026
Registration	SEC, Approved, 03/16/2017
Other registrations (25)	Nevada, Terminated, 05/01/2017 California, Terminated, 04/30/2017 New Jersey, Terminated, 04/27/2017 Maryland, Terminated, 04/21/2017 Michigan, Terminated, 04/12/2017 Washington, Terminated, 04/10/2017 Colorado, Terminated, 04/07/2017 Minnesota, Terminated, 04/03/2017 North Carolina, Terminated, 04/03/2017 Arizona, Terminated, 03/31/2017 Florida, Terminated, 03/31/2017 Illinois, Terminated, 03/31/2017 Missouri, Terminated, 03/31/2017 Nebraska, Terminated, 03/31/2017 New York, Terminated, 03/31/2017 Ohio, Terminated, 03/31/2017 Texas, Terminated, 03/31/2017 Wisconsin, Terminated, 03/31/2017 Idaho, Terminated, 12/13/2011 Connecticut, Terminated, 12/12/2011 Montana, Terminated, 12/12/2011 Utah, Terminated, 11/23/2011 Oregon, Terminated, 06/14/2010 Kansas, Terminated, 12/31/2009 Indiana, Terminated, 12/31/2007
ADV Location	GREEN BAY, WI, United States
Contact Info	920 xxxxxxx
Websites

AUM^*	202,092,404 15%
of that, discretionary	202,092,404 15%
Number of Employees	29 -37%
of those in investment advisory functions	27 8%
Private Fund GAV^*	0
Avg Account Size	160,518 -36%
% High Net Worth	1.74% -28%
SMA’s	Yes
Private Funds	0

- Large advisory firm

- Individuals (other than high net worth individuals)
- High net worth individuals

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

202M 173M 144M 115M 87M 58M 29M

2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

No private funds