Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 08/25/2000
ADV Location PHILADELPHIA, PA, United States
Contact Info 215 xxxxxxx
Websites
AUM* 6,197,914,228 -48%
of that, discretionary 5,820,510,467 -50%
Number of Employees 41
of those in investment advisory functions 21 -30%
Private Fund GAV* 0
Avg Account Size 6,046,746 53%
% High Net Worth 89.27% -6%
SMA’s Yes
Private Funds 3 3

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Charitable organizations
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

18B 15B 13B 10B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG, LLP Filing Date04/28/2023 Form ADV-E View Report

Private Funds Structure

Count GAV
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Brochure Summary