Adviser Profile

As of Date 02/09/2026
Registration SEC, Approved, 08/30/2004
ADV Location LA JOLLA, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 91,931,822 40%
of that, discretionary 91,931,822 40%
Number of Employees 3 -25%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 785,742 -7%
% High Net Worth 41.79% -16%
SMA’s Yes
Private Funds 0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

92M 79M 66M 53M 39M 26M 13M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary