Lexington Research and Capital Group, LLC was founded in 1994 by Dennis T. Officer in Lexington, Kentucky. The firm is registered with the Securities and Exchange Commission as a Registered Investment Adviser. Lexington Research and Capital Group is a fiduciary to its clients in the broadest possible sense. We place our client’s interests above and ahead of our interests. We believe our clients hold the highest possible place in our practice and the decisions we make are designed to best serve our client’s interests. Lexington Research and Capital Group, LLC is a fee-only investment management company. Fee-only means the source of our fees come directly from our clients. We do not accept or earn commissions in any form or from any financial product. We do not pay or accept referral fees from any source including fees from custodians or broker/dealers based on client transactions. Those fees are called “soft-dollar” benefits and we do not accept any soft-dollar benefits. Lexington Research and Capital Group, LLC provides investment management services for individuals, trusts, estates, and retirement plans. We also provide financial planning services such as defining financial objectives, cash flow management, risk management, retirement planning and other issues as needed for clients. Lexington Research and Capital Group, LLC does not take possession of any client assets for any reason. We do not act as custodians for any client assets. The assets of clients are held by independent custodians such as the Vanguard Group. The assets are owned strictly by the client in the client’s name. We may from time to time recommend other professionals such as tax advisers or attorneys at the request of the client. We do not pay or accept any referral fees from any outside professionals but rather provide recommendations for the benefit of the client. Principal Owners: Stewart T. Officer is the principal owner of Lexington Research and Capital Group, LLC. Dennis T. Officer (Deseased) Dennis T. Officer was formerly President and Founder of Lexington Research and Capital Group in Lexington,

Kentucky and a retired Finance Professor at the University of Kentucky Gatton College of Business and Economics. He earned an undergraduate degree in economics from Hendrix College along with an MBA and Ph.D. in Finance from the University of Arkansas. He was an accounting manager for a subsidiary for AT&T prior to returning to graduate school. Dennis Passed away suddenly on November 19, 2016 and his son Stewart T. Officer became the sole owner and officer of the firm. Stewart T. Officer Stewart T. Officer is the sole owner of Lexington Research and Capital Group in Fayetteville Arkansas. He earned an undergraduate degree in Bachelor of Science in Business Administration with a concentration in Finance from the Sam Walton College of Business and Economics from the University of Arkansas in Fayetteville, Arkansas. He began as an intern at Lexington Research and Capital Group and has several years of investing experience. He is an Investment Advisor Representative and provides pension and retirement plan portfolio management for individuals and corporations through Lexington Research and Capital Group. He is Married, enjoys fishing and hunting especially duck hunting. Types of Advisory Services: Lexington Research and Capital Group, LLC is primarily an investment manager or asset manager. We provide our clients with investment advice. We have a duty to collect financial data from our clients in order to learn and understand their individual financial situation. We use that client-supplied data along with client input to formulate a plan of action to meet their financial needs. We then manage those assets custody at a qualified custodian. We also provide financial planning as an ancillary service as part of the overall asset management. Wrap Fee Programs: Lexington Research and Capital Group, LLC does not participate in any wrap fee programs. Managed Assets: As of December 31, 2023, Lexington Research and Capital Group, LLC managed approximately $294,079,647.87. for about 301 accounts. Approximately $294,079,647.87 is managed on a discretionary basis and $0.00 on a non-discretionary basis.