Adviser Profile

As of Date 03/11/2026
Registration SEC, Approved, 04/20/2000
ADV Location PLANO, TX, United States
Contact Info 972 xxxxxxx
Websites
AUM* 378,648,551 6%
of that, discretionary 366,255,649 7%
Number of Employees 4 -20%
of those in investment advisory functions 4 100%
Private Fund GAV* 0
Avg Account Size 733,815 6%
% High Net Worth 67.46% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

366M 314M 262M 209M 157M 105M 52M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q191 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$31,313,391 % Position8.00% $ Change0.00% # Change-7.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$17,909,922 % Position5.00% $ Change-7.00% # Change-7.00%
Stck Ticker53656F599 Stock NameLISTED FDS TR $ Position$20,029,205 % Position5.00% $ Change18.00% # Change9.00%
Stck Ticker09661T826 Stock NameBNY MELLON ETF TRUST $ Position$19,686,742 % Position5.00% $ Change1.00% # Change0.00%
Stck Ticker25861R402 Stock NameDOUBLELINE ETF TRUST $ Position$16,732,794 % Position4.00% $ Change1.00% # Change2.00%
Stck Ticker75526L886 Stock NameRBB FUND TRUST $ Position$15,047,841 % Position4.00% $ Change12.00% # Change7.00%
Stck Ticker35473P868 Stock NameFRANKLIN TEMPLETON ETF TR $ Position$16,267,195 % Position4.00% $ Change4.00% # Change2.00%
Stck Ticker35473P603 Stock NameFRANKLIN TEMPLETON ETF TR $ Position$16,105,514 % Position4.00% $ Change2.00% # Change2.00%
Stck Ticker45783Y541 Stock NameINNOVATOR ETFS TRUST $ Position$17,064,442 % Position4.00% $ Change5.00% # Change2.00%
Stck Ticker45783Y335 Stock NameINNOVATOR ETFS TRUST $ Position$17,488,909 % Position4.00% $ Change # Change

Brochure Summary