Adviser Profile

AUM* 648,415,207 49%
of that, discretionary 633,076,844 52%
Number of Employees 11 10%
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 669,159 27%
% High Net Worth 50.21% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

517M 443M 369M 295M 222M 148M 74M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,279,993 % Position2.00% $ Change33.00% # Change7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$9,859,106 % Position2.00% $ Change17.00% # Change2.00%
Stck Ticker038222105 Stock NameAPPLIED MATLS INC $ Position$8,468,453 % Position2.00% $ Change118.00% # Change3.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$12,012,421 % Position2.00% $ Change23.00% # Change-18.00%
Stck Ticker199908104 Stock NameCOMFORT SYS USA INC $ Position$11,487,947 % Position2.00% $ Change38.00% # Change-4.00%
Stck Ticker24703L202 Stock NameDELL TECHNOLOGIES INC $ Position$8,654,704 % Position2.00% $ Change151.00% # Change-4.00%
Stck Ticker29084Q100 Stock NameEMCOR GROUP INC $ Position$8,728,663 % Position2.00% $ Change9.00% # Change-3.00%
Stck Ticker464287150 Stock NameISHARES TR $ Position$9,356,540 % Position2.00% $ Change11.00% # Change-3.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$8,081,400 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$10,436,245 % Position2.00% $ Change42.00% # Change386.00%

Brochure Summary