9AT: DUMONT & BLAKE INVESTMENT ADVISORS LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 09/03/1999
ADV Location	PRINCETON, NJ, United States
Contact Info	609 xxxxxxx
Websites

AUM^*	562,266,109 15%
of that, discretionary	544,189,599 15%
Number of Employees	8
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	655,322 20%
% High Net Worth	46.70% 8%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name MICHAEL T. REMUS	Filing Date03/19/2025	Form ADV-E View Report
Accounting Firm Name MICHAEL T. REMUS	Filing Date04/23/2024	Form ADV-E View Report
Accounting Firm Name MICHAEL T. REMUS	Filing Date04/06/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CROSSGATE WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM271.9m	#Funds-
Adviser THE ESTATE PLANNERS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM422.1m	#Funds-
Adviser MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM776.0m	#Funds-
Adviser GUNN & COMPANY INVESTMENT MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM213.5m	#Funds-
Adviser DELOS PRIVATE CLIENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM185.6m	#Funds-
Adviser OTTO & ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM286.6m	#Funds-
Adviser CAPITAL PLANNING, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM617.7m	#Funds-
Adviser SENSIBLE MONEY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM742.5m	#Funds-
Adviser THE PUTNEY FINANCIAL GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM205.4m	#Funds-
Adviser INVESTMENT MANAGEMENT & PLANNING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM238.8m	#Funds-

Brochure Summary

Overview

ADVISORY BUSINESS A. General Description of Advisory Firm Dumont & Blake Investment Advisors, LLC., (“DBIA”) is a limited liability company domiciled in New Jersey and was founded by its principal owner, Morley Goldberg in 1999. DBIA is an independently owned registered investment advisor, managing investments primarily for individuals, pension and profit-sharing plans, trusts, and business entities, in accordance with the investment objective(s) of the client on a fee-only basis. B. Description of Advisory Services We manage equity, fixed income and balanced portfolios following a disciplined investment approach. Our investment team has extensive experience in the portfolio management and advisory business. DBIA employs several investment strategies in managing client portfolios and uses a combination of these strategies to achieve the client’s goals and objectives. We discuss the risks and rewards of our various investment strategies with the client and discuss the asset allocation we propose to achieve the clients’ goals within their levels of risk tolerance. C. Availability of Customized Services for Individual

Clients Working with DBIA you have direct access to the principals of the firm, real people who know you and your particular investment concerns. We have an important and unique relationship; you are not just an account number. Your portfolio and investment needs are treated with individual attention and care. DBIA does not act as a custodian of client assets. Assets are always held at a custodian in the client’s name, and the client always maintains asset control. DBIA places trades for clients under a limited power of attorney. D. Wrap Fee Programs DBIA sponsors a wrap fee program (the “Program”) with clients of The GMS Group, LLC., (“GMS”), an SEC registered broker-dealer, in accordance with the terms and conditions of the Program. In addition, DBIA charges a fee that may be more than our standard fee arrangement and shares a percentage of that fee with GMS. E. Assets Under Management As of December 31, 2023, DBIA manages approximately $490,004,264 in assets. Approximately $475,012,339 is managed on a discretionary basis, and $14,991,925 is managed on a non-discretionary basis.

DUMONT & BLAKE INVESTMENT ADVISORS LLC

DUMONT & BLAKE INVESTMENT ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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DUMONT & BLAKE INVESTMENT ADVISORS LLC DUMONT & BLAKE INVESTMENT ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

DUMONT & BLAKE INVESTMENT ADVISORS LLC

DUMONT & BLAKE INVESTMENT ADVISORS LLC