Item 5 Additional Compensation ................................................................................................ 26 Item 6 Supervision .................................................................................................................... .26 Michael Raymond Sullivan, Investment Adviser Representative ............................................... 27 Item 2 Education and Business Experience ............................................................................... 27 Item 3 Disciplinary Information .................................................................................................. 28 Item 5 Additional Compensation ................................................................................................ 28 Item 6 Supervision ..................................................................................................................... 28 Jeffrey Michael Loesser, Investment Adviser Representative .................................................... 29 Item 2 Education and Business Experience ............................................................................... 29 Item 3 Disciplinary Information .................................................................................................. 29 Item 5 Additional Compensation ................................................................................................ 29 Item 6 Supervision .................................................................................................................... .30 Kevin Peter Yorgensen, Investment Adviser Representative ..................................................... 31 Item 2 Education and Business Experience ............................................................................... 31 Item 3 Disciplinary Information .................................................................................................. 32 Item 5 Additional Compensation ................................................................................................ 32 Item 6 Supervision .................................................................................................................... .32 Matthew Scott Carpenter, Investment Adviser Representative .................................................. 33 Item 2 Education and Business Experience ............................................................................... 33 Item 3 Disciplinary Information .................................................................................................. 33 Item 5 Additional Compensation ................................................................................................ 34 Item 6 Supervision .................................................................................................................... .34 A. FIRM DESCRIPTION THE ESTATE PLANNERS GROUP, LLC (“EPG”) is an investment management firm established in 2001, organized as a New Jersey Limited Liability Company in 2002, now domesticated in Pennsylvania as of 2020. Its primary place of business is at 37 S. Delaware Avenue, Suite 1, Yardley, PA 19067, with additional offices located at 5660 Strand Court, Naples, FL 34110 and 155 E. Boardwalk Drive #516, Fort Collins, CO 80525. EPG became a SEC registered investment adviser in 2017. EPG currently provides personal portfolio management services, financial planning services and investment advisory services to individuals. 1. Principal Owner David Wayne Loesser owns 100% of EPG. In addition to serving as Managing Member, David Loesser is an Investment Adviser Representative and its Chief Compliance Officer. B. TYPES OF ADVISORY SERVICES EPG provides investment management services to individuals, including high net worth individuals, whose primary objective is to preserve and enhance capital. EPG’s approach is to help each client individually establish and meet specific goals, while staying within the client’s indicated risk tolerance level. EPG accomplishes this by spending focused time with each client, asking questions and discussing a variety of ideas with clients. 1. Investment Supervisory Services EPG develops a personal investment policy for each client through discussions with the client concerning his or her individual goals and objectives. EPG creates and manages a portfolio based on that policy which is in the client’s best interests and takes into consideration the client's objectives

(e.g., maximum capital preservation, growth, income, growth and income) and risk tolerance. This portfolio will typically include, but will not necessarily be limited to, investments in stocks, bonds, and mutual funds. EPG will have discretionary authority to manage such advisory accounts and will not obtain approval prior to placing trades or the purchase or sale of assets. EPG will discuss and reach agreement with the client for selection (or termination) of a broker-dealer and/or third- party investment manager. EPG does not receive a commission on the purchase or sale of any security and consults with the client on the selection of a broker-dealer whose fee schedule and execution policies best suit the client's needs. EPG requires a written Investment Management Agreement (“the Agreement”) to be signed by the client to engage EPG’s services. The Agreement outlines the services rendered by EPG and the fees clients will be charged. The Agreement cannot be assigned or transferred by either party without the prior consent of the other. EPG delivers a Form ADV Part 2 Brochure containing supplements describing each investment adviser representative that will be providing advisory services to the client, and Part 3 Customer Relationship Summary, at or before the time when the Agreement is signed. The client has a right to terminate the contract without penalty within 5 business days after signature. 2. Financial Consulting Services In some instances, upon meeting with a client, EPG may determine it is appropriate to recommend a program to a client where an unrelated third-party investment adviser manages the investments. Only third-party investment advisors who are registered with the Securities and Exchange Commission are recommended to clients. In such cases, EPG will continue to advise the client, monitor the third-party investment advisers, and annually review the client's portfolio in light of the client's stated objectives. EPG will supply clients and potential clients with a copy of the third-party investment advisor's Form ADV Part 2 Brochure and Part 3 Customer Relationship Summary. 3. Financial Planning EPG also offers financial planning services to its clients, including consideration of a client's needs with respect to trust and estate plans, long term care and insurance. EPG will advise clients whether such products are appropriate for the client through individual consultations with clients for which no fee is charged. In instances when EPG believes a client may benefit from establishing a will or trust, the client is referred to a third-party law firm qualified to create such documents. EPG does not receive any form of compensation for referring clients to law firms. For clients who purchase an insurance product through EPG, David Loesser, the Managing Member of EPG, and/or Michael Sullivan will receive a commission from the insurance carrier, with whom they are licensed. Such commissions are based on the amount of premium charged to the client by the insurance carrier. David Loesser and Michael Sullivan are licensed to sell insurance products in New Jersey and Pennsylvania. 4. Informational Seminars EPG also provides financial and retirement planning classes on college campuses that are open to the general public. These classes consist of providing generalized information with respect to risk management (long term care, life and disability insurance), social security planning, investments (taxable v. non-taxable) and estate management (wills, trusts, estate taxes). C. TAILORED SERVICES The portfolio management advisory programs offered by EPG are based on the individual needs of our clients and the suitability of products and services. Our advice is based on thorough assessment of each client’s goals, objectives, investment horizon, and risk tolerance. D. WRAP FEE PROGRAMS EPG does not participate in nor is it a sponsor of any Wrap Fee Program. E. ASSETS UNDER MANAGEMENT EPG determines its regulatory assets under management based on the market value within 90 days prior to the date of filing Form ADV. As of March 28, 2024, EPG has $328,600,000 in regulatory assets under management, over which we have continuous and regular supervisory oversight and discretionary authority. In addition, EPG has approximately $3,600,000 of non-discretionary assets, over which it does not have continuous and regular supervisory oversight.