Adviser Profile
| As of Date | 06/29/2020 |
| Registration status | Terminated |
| ADV Location | SAN DIEGO, CA, United States |
| AUM* | 182,609,747 |
| of that, discretionary | 179,086,662 |
| Number of Employees | 5 |
| of those in investment advisory functions | 3 |
| Private Fund GAV* | 0 |
| Avg Account Size | 598,720 |
| % High Net Worth | 60.53% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Reported AUM
291M
249M
208M
166M
125M
83M
42M
2015
2016
2017
2018
2019
2020