Adviser Profile

As of Date 10/16/2026
Registration SEC, Approved, 02/01/1996
ADV Location WESTLAKE, OH, United States
Contact Info 440 xxxxxxx
Websites
AUM* 628,669,491 16%
of that, discretionary 620,608,534 18%
Number of Employees 8
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 535,950 3%
% High Net Worth 22.46% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

621M 532M 443M 355M 266M 177M 89M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name MALONEY NOVOTNY LLC Filing Date09/08/2025 Form ADV-E View Report
Accounting Firm Name MALONEY NOVOTNY LLC Filing Date10/18/2024 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R101 Stock NameSPDR Portfolio Short Term Treasury ETF $ Position$57,359,752 % Position10.00% $ Change8.00% # Change9.00%
Stck Ticker46434V621 Stock NameiShares Core Dividend Growth ETF $ Position$41,648,011 % Position7.00% $ Change1.00% # Change2.00%
Stck Ticker464287200 Stock NameiShares Core S&P 500 Index ETF $ Position$39,617,448 % Position7.00% $ Change12.00% # Change9.00%
Stck Ticker921946406 Stock NameVanguard High Dividend Yield ETF $ Position$35,839,711 % Position6.00% $ Change1.00% # Change3.00%
Stck Ticker922908736 Stock NameVanguard Growth ETF $ Position$37,461,287 % Position6.00% $ Change9.00% # Change5.00%
Stck Ticker92206C409 Stock NameVanguard Short-Term Corporate Bond ETF $ Position$31,584,384 % Position5.00% $ Change29.00% # Change32.00%
Stck Ticker808524300 Stock NameSchwab US Large-Cap Growth ETF $ Position$29,800,862 % Position5.00% $ Change13.00% # Change6.00%
Stck Ticker808524797 Stock NameSchwab US Dividend Equity ETF $ Position$27,836,645 % Position5.00% $ Change7.00% # Change4.00%
Stck Ticker81642T209 Stock NameSELLAS Life Sciences Group Inc $ Position$16,451,691 % Position3.00% $ Change-10.00% # Change8.00%
Stck Ticker33741X102 Stock NameFirst Trust SMID Cp Rising Div Achv ETF $ Position$18,482,055 % Position3.00% $ Change0.00% # Change6.00%

Brochure Summary