Adviser Profile

As of Date 05/22/2026
Registration SEC, Approved, 06/07/1999
ADV Location COLORADO SPRINGS, CO, United States
Contact Info 719 xxxxxxx
Websites
AUM* 905,216,708 61%
of that, discretionary 715,929,855 30%
Number of Employees 23 5%
of those in investment advisory functions 12 -14%
Private Fund GAV* 0
Avg Account Size 389,006 63%
% High Net Worth 55.01% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

941M 806M 672M 537M 403M 269M 134M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R747 Stock NameSPDR SERIES TRUST $ Position$14,015,870 % Position5.00% $ Change18.00% # Change18.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$9,490,038 % Position4.00% $ Change16.00% # Change24.00%
Stck Ticker78468R101 Stock NameSPDR SERIES TRUST $ Position$8,522,372 % Position3.00% $ Change-5.00% # Change-5.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$6,509,254 % Position3.00% $ Change-3.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$8,318,607 % Position3.00% $ Change13.00% # Change14.00%
Stck Ticker025072505 Stock NameAMERICAN CENTY ETF TR $ Position$5,901,780 % Position2.00% $ Change506.00% # Change508.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$3,886,743 % Position2.00% $ Change26.00% # Change7.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$4,987,258 % Position2.00% $ Change14.00% # Change-3.00%
Stck Ticker464288570 Stock NameISHARES TR $ Position$4,118,109 % Position2.00% $ Change-23.00% # Change-20.00%
Stck Ticker921935870 Stock NameVANGUARD WELLINGTON FD $ Position$4,748,000 % Position2.00% $ Change1839.00% # Change1854.00%