Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 08/06/2001
ADV Location SUMMIT, NJ, United States
Contact Info 888 xxxxxxx
Websites
AUM* 2,295,865,632 18%
of that, discretionary 1,791,330,076 17%
Number of Employees 290 4%
of those in investment advisory functions 155 5%
Private Fund GAV* 0 -100%
Avg Account Size 341,291 11%
% High Net Worth 5.82% 58%
SMA’s Yes
Private Funds 0 10

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 768M 512M 256M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Brochure Summary