Adviser Profile

As of Date 09/16/2026
Registration SEC, Approved, 03/04/1999
ADV Location EAGAN, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 192,152,603 -29%
of that, discretionary 189,961,948 -29%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 1,091,776 -27%
% High Net Worth 41.67% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

275M 236M 196M 157M 118M 79M 39M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$5,111,106 % Position4.00% $ Change-28.00% # Change-42.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$5,122,704 % Position4.00% $ Change-18.00% # Change-29.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$3,638,381 % Position3.00% $ Change32.00% # Change19.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$4,742,190 % Position3.00% $ Change-12.00% # Change-22.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$3,779,357 % Position3.00% $ Change-41.00% # Change-49.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,698,628 % Position3.00% $ Change-24.00% # Change-33.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$3,622,245 % Position3.00% $ Change21.00% # Change-1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$3,508,323 % Position3.00% $ Change-24.00% # Change-32.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$3,558,303 % Position3.00% $ Change-33.00% # Change-32.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$4,416,314 % Position3.00% $ Change322.00% # Change23.00%

Brochure Summary