Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 02/12/1988
ADV Location WINSTON SALEM, NC, United States
Contact Info 336 xxxxxxx
Websites
AUM* 1,365,130,877 28%
of that, discretionary 1,365,130,877 28%
Number of Employees 15
of those in investment advisory functions 11 10%
Private Fund GAV* 0
Avg Account Size 1,275,823 13%
% High Net Worth 41.13% 15%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 975M 780M 585M 390M 195M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$49,942,313 % Position5.00% $ Change12.00% # Change-2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$42,589,699 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker191216100 Stock NameCOCA COLA CO $ Position$25,826,861 % Position3.00% $ Change3.00% # Change-4.00%
Stck Ticker02507A606 Stock NameAMERICAN CENTY ETF TR $ Position$26,400,574 % Position3.00% $ Change # Change
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$33,267,840 % Position3.00% $ Change21.00% # Change-1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$15,968,336 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$20,319,416 % Position2.00% $ Change27.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$19,990,052 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$17,108,592 % Position2.00% $ Change29.00% # Change-1.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$21,322,219 % Position2.00% $ Change15.00% # Change0.00%

Brochure Summary