Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 10/05/1998
Contact Info 908 xxxxxxx
AUM* 63,365,000 15%
of that, discretionary 63,365,000 15%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 63,365,000 15%
SMA’s No
Private Funds 0

Adviser Type

- Mid-sized advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

63M 54M 45M 36M 27M 18M 9M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees