Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 05/26/1998
ADV Location BRENTWOOD, TN, United States
Contact Info 615 xxxxxxx
Websites
AUM* 2,226,438,368 14%
of that, discretionary 2,226,438,368 14%
Number of Employees 8
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,335,596 13%
% High Net Worth 55.56% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 2B 1B 954M 636M 318M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HBK CPAS & CONSULTANTS Filing Date10/24/2025 Form ADV-E View Report
Accounting Firm Name HBK CPAS & CONSULTANTS Filing Date09/24/2024 Form ADV-E View Report
Accounting Firm Name HBK CPAS & CONSULTANTS Filing Date10/26/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$311,216,755 % Position17.00% $ Change13.00% # Change-1.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$280,644,409 % Position15.00% $ Change10.00% # Change0.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$211,176,801 % Position11.00% $ Change21.00% # Change0.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$60,133,028 % Position3.00% $ Change12.00% # Change5.00%
Stck Ticker46429B663 Stock NameISHARES TR $ Position$63,242,663 % Position3.00% $ Change2.00% # Change403.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$50,549,683 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker46436E478 Stock NameISHARES TR $ Position$39,134,946 % Position2.00% $ Change9.00% # Change10.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$28,126,962 % Position2.00% $ Change27.00% # Change6.00%
Stck Ticker46436E379 Stock NameISHARES TR $ Position$39,983,908 % Position2.00% $ Change17.00% # Change16.00%
Stck Ticker46436E122 Stock NameISHARES TR $ Position$31,492,290 % Position2.00% $ Change29.00% # Change27.00%