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Adviser Profile

As of Date 04/01/2026
Registration SEC, Approved, 04/01/1998
ADV Location LOS ANGELES, CA, United States
Contact Info 310 xxxxxxx
Websites
AUM* 5,098,100,479 21%
of that, discretionary 5,098,100,479 21%
Number of Employees 63 -3%
of those in investment advisory functions 13 8%
Private Fund GAV* 0
Avg Account Size 1,187,261 14%
% High Net Worth 21.82% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

5B 4B 4B 3B 2B 1B 728M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker17275R102 Stock NameCISCO SYSTEMS INC $ Position$85,081,429 % Position4.00% $ Change9.00% # Change-28.00%
Stck Ticker665859104 Stock NameNORTHERN TRUST CORP $ Position$95,805,914 % Position4.00% $ Change24.00% # Change-1.00%
Stck Ticker58933Y105 Stock NameMERCK & COMPANY INC $ Position$66,465,399 % Position3.00% $ Change7.00% # Change1.00%
Stck Ticker166764100 Stock NameCHEVRON CORP $ Position$63,988,372 % Position3.00% $ Change-19.00% # Change1.00%
Stck Ticker02209S103 Stock NameALTRIA GROUP INC $ Position$74,386,555 % Position3.00% $ Change10.00% # Change1.00%
Stck Ticker291011104 Stock NameEMERSON ELECTRIC COMPANY $ Position$63,967,536 % Position3.00% $ Change11.00% # Change1.00%
Stck Ticker29250N105 Stock NameENBRIDGE INC $ Position$75,056,226 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker25179M103 Stock NameDEVON ENERGY CORP NEW $ Position$66,294,637 % Position3.00% $ Change # Change
Stck Ticker126650100 Stock NameCVS HEALTH CORPORATION $ Position$80,896,332 % Position3.00% $ Change44.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$84,722,629 % Position3.00% $ Change11.00% # Change0.00%

Brochure Summary