Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 06/09/2017
Other registrations (5)
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 587,078,190 21%
of that, discretionary 587,078,190 21%
Number of Employees 7 -22%
of those in investment advisory functions 7 -22%
Private Fund GAV* 0
Avg Account Size 287,783 -5%
% High Net Worth 5.25% -58%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

587M 503M 419M 335M 252M 168M 84M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker191216100 Stock NameCOCA COLA CO $ Position$19,818,485 % Position4.00% $ Change6.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$21,548,595 % Position4.00% $ Change11.00% # Change0.00%
Stck Ticker46434V860 Stock NameISHARES TR $ Position$15,353,275 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$14,435,942 % Position3.00% $ Change-17.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$15,747,524 % Position3.00% $ Change14.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$8,944,834 % Position2.00% $ Change17.00% # Change1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$10,946,003 % Position2.00% $ Change25.00% # Change3.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$7,916,038 % Position2.00% $ Change-12.00% # Change-12.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$7,839,789 % Position2.00% $ Change313.00% # Change46.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$8,439,378 % Position2.00% $ Change-25.00% # Change-27.00%

Brochure Summary