Adviser Profile

As of Date 08/27/2026
Registration SEC, Approved, 04/20/1998
ADV Location AUSTIN, TX, United States
Contact Info 512 xxxxxxx
Websites
AUM* 905,151,221 14%
of that, discretionary 884,352,329 13%
Number of Employees 14 -7%
of those in investment advisory functions 12
Private Fund GAV* 0
Avg Account Size 578,741 17%
% High Net Worth 54.70% 16%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Insurance companies

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

944M 809M 674M 539M 404M 270M 135M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46641Q134 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$65,306,261 % Position13.00% $ Change12.00% # Change2.00%
Stck Ticker31609A503 Stock NameFIDELITY COVINGTON TRUST $ Position$57,519,837 % Position11.00% $ Change23.00% # Change9.00%
Stck Ticker464289420 Stock NameISHARES TR $ Position$53,980,100 % Position11.00% $ Change19.00% # Change5.00%
Stck Ticker464289438 Stock NameISHARES TR $ Position$38,375,790 % Position8.00% $ Change8.00% # Change-7.00%
Stck Ticker37954Y632 Stock NameGLOBAL X FDS $ Position$18,376,771 % Position4.00% $ Change42.00% # Change1.00%
Stck Ticker03463K752 Stock NameANGEL OAK FUNDS TRUST $ Position$20,810,807 % Position4.00% $ Change-39.00% # Change-39.00%
Stck Ticker381430602 Stock NameGOLDMAN SACHS ETF TR $ Position$22,154,974 % Position4.00% $ Change21.00% # Change-1.00%
Stck Ticker78433H501 Stock NameNEOS ETF TRUST $ Position$20,787,506 % Position4.00% $ Change-40.00% # Change-40.00%
Stck Ticker19762B202 Stock NameCOLUMBIA ETF TR II $ Position$13,633,945 % Position3.00% $ Change59.00% # Change22.00%
Stck Ticker33733E641 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$15,509,836 % Position3.00% $ Change # Change