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Adviser Profile

As of Date 05/02/2024
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 4
Registration SEC, Approved, 11/21/1997
AUM* 405,191,926 16.62%
of that, discretionary 405,191,926 16.62%
Private Fund GAV* 0
Avg Account Size 378,684 -4.96%
% High Net Worth 34.97% 6.66%
SMA’s Yes
Private Funds 0
Contact Info 734 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
400M 343M 286M 229M 171M 114M 57M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker084670702 Stock NameBerkshire Hathaway Inc $ Position$33,990 % Position9.00% $ Change-3.00% # Change-1.00%
Stck Ticker02079K305 Stock NameAlphabet Inc $ Position$18,270 % Position5.00% $ Change13.00% # Change-1.00%
Stck Ticker808524771 Stock NameSchwab Fundamental U.S. Large $ Position$14,073 % Position4.00% $ Change1.00% # Change206.00%
Stck Ticker381430107 Stock NameGoldman Sachs ActiveBeta Inter $ Position$13,115 % Position4.00% $ Change-9.00% # Change-1.00%
Stck Ticker46429B697 Stock NameiShares Edge MSCI Min Vol USA $ Position$12,640 % Position3.00% $ Change-7.00% # Change-4.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$12,182 % Position3.00% $ Change-3.00% # Change0.00%
Stck Ticker85208M102 Stock NameSprouts Farmers Market Inc $ Position$11,585 % Position3.00% $ Change6.00% # Change-8.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$11,028 % Position3.00% $ Change11.00% # Change3.00%
Stck Ticker30303M102 Stock NameMeta Platforms Inc Class A $ Position$10,102 % Position3.00% $ Change1.00% # Change-2.00%
Stck Ticker464287457 Stock NameiShares 1-3 Year Treasury Bond ETF $ Position$9,835 % Position3.00% $ Change9.00% # Change10.00%

Brochure Summary