9AT: AUSTIN ATLANTIC ASSET MANAGEMENT CO.

Adviser Profile

As of Date	03/28/2024
Registration status	Terminated
ADV Location	CORAL GABLES, FL, United States
Contact Info	800 xxxxxxx
Websites

AUM^*	48,319,000 -75%
of that, discretionary	48,319,000 -75%
Number of Employees	3 -40%
of those in investment advisory functions	1 -67%
Private Fund GAV^*	0
Avg Account Size	48,319,000 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- No longer eligible

Client Types

- Investment companies

Advisory Activities

- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PRIMESOLUTIONS ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM440.1m	#Funds-
Adviser SOUTHWEST MONEY MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM287.9m	#Funds-
Adviser VOLUMETRIC ADVISERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM37.6m	#Funds-
Adviser LLOYD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM863.3m	#Funds-
Adviser TRANSWESTERN CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM73.7m	#Funds-
Adviser MUTUAL OF AMERICA LIFE INSURANCE COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM434.1m	#Funds-
Adviser FNZ ADVISERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM61.0m	#Funds-
Adviser CIFC INVESTMENT MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds2
Adviser GENERAL PARTNER, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM318.4m	#Funds-
Adviser AB CUSTOM ALTERNATIVE SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-

Brochure Summary

Overview

Austin Atlantic Asset Management Co. (“AAAMCO” or the “Firm”) is a wholly owned subsidiary of Austin Atlantic Inc., a closely held corporation majority-owned by Rodger D. Shay, Jr. The Firm was formed in 1981. As of December 31, 2021, the Firm managed $ 193,479,333 in assets on a discretionary and $0 on a non-discretionary basis. Mutual Fund Services AAAMCO provides discretionary advisory services to Asset Management Fund Trust Funds (“AMF”) The Firm provides investment advice with respect to large cap value equity securities and fixed- income securities, which include mortgage- related securities, U.S. government and agency securities, collateralized mortgage obligations, repurchase agreements, and other money market instruments. Many of AAAMCO’s fixed- income products and services

are designed to meet the needs of financial institutions. Certain portfolios of the Trust specifically limit their investments to those that are eligible for purchase by national banks and credit unions. Consulting Services. AAAMCO also provides ad hoc credit analysis, consulting and investment accounting services for repurchase agreements and securities investing to institutional clients on a non-discretionary basis. Other Business- Separate Accounts AAAMCO may provide separate account investment management for all for its’ investment services. Services provided can be performed on a discretionary or non-discretionary basis. The firm’s allocation policy provides for equitable distribution between all investment strategies with common investment guidelines.

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

SHAY ASSETS MANAGEMENT INC

PROVENANCE ASSETS MANAGEMENT, INC.

PROVENANCE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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AUSTIN ATLANTIC ASSET MANAGEMENT CO. AUSTIN ATLANTIC ASSET MANAGEMENT CO. SHAY ASSETS MANAGEMENT INC PROVENANCE ASSETS MANAGEMENT, INC. PROVENANCE ASSET MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

AUSTIN ATLANTIC ASSET MANAGEMENT CO.

SHAY ASSETS MANAGEMENT INC

PROVENANCE ASSETS MANAGEMENT, INC.

PROVENANCE ASSET MANAGEMENT, INC.