9AT: NEW PARAGON, LLC

Adviser Profile

As of Date	09/19/2024
Registration status	Terminated
ADV Location	SHAKER HEIGHTS, OH, United States
Contact Info	216 xxxxxxx
Websites

AUM^*	1,004,911,000
of that, discretionary	501,809,000
Number of Employees	25
of those in investment advisory functions	10
Private Fund GAV^*	0
Avg Account Size	12,107,361
% High Net Worth	82.14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VONTOBEL SWISS FINANCIAL ADVISERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.9b	#Funds-
Adviser TRUVVO PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.8b	#Funds-
Adviser BATTERY GLOBAL ADVISORS, LLC	Hedge Fund639.0m	Liquidity Fund-	Private Equity Fund141.8m	Real Estate Fund1.1b	Securitized Asset Fund-	Venture Capital Fund254.6m	Other Fund1.5b	Total Private Fund GAV3.8b	AUM8.4b	#Funds89
Adviser OXFORD FINANCIAL GROUP, LTD	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund26.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund62.2m	Total Private Fund GAV3.4b	AUM23.3b	#Funds48
Adviser CANTERBURY CONSULTING INCORPORATED	Hedge Fund-	Liquidity Fund-	Private Equity Fund422.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.8m	Other Fund1.4b	Total Private Fund GAV1.8b	AUM45.9b	#Funds16
Adviser CAPRICORN INVESTMENT GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund8.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund4.8b	Other Fund527.7m	Total Private Fund GAV18.1b	AUM18.9b	#Funds38
Adviser WITTLIN ADVISORY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM348.5m	#Funds-
Adviser HIGHMORE GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.8b	#Funds-
Adviser PITTSBURGH FINANCIAL PLANNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM160.6m	#Funds-
Adviser BERGANKDV WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-

Brochure Summary

Overview

Paragon Advisors, Inc (“Paragon”) is a registered investment advisor founded in 1996, with its principal place of business in Shaker Heights, Ohio. Paragon’s shareholders are Terence C. Sullivan, Christine L. Jemison, Joanne F. Stegmoyer and Trevor J. Allburn. Paragon is a fee‐based multi‐family office and financial advisory firm specializing in comprehensive and confidential management of family wealth. Paragon’s mission is to organize and centralize client financial matters, provide ongoing review and monitoring of client financial assets, develop wealth maximizing and tax minimizing strategies, and lastly, act as the catalyst to implement financial plans in an efficient and cost effective manner. Paragon’s clients are typically individuals with net worth in excess of $10,000,000. Due to the large net worth and the varying degrees of complexity for each client, the services provided are tailored to each client’s particular circumstances. Paragon provides a core group of services to clients, which include:  Overall organization and monitoring of family financial matters  Tax and cash flow planning  Asset allocation analysis and recommendation  Estate and trust planning (across generations)  Insurance analysis and recommendations on life, property and liability coverage

 Investment review, counseling and recommendation  Review and recommendation of traditional and alternative investment managers  Tax return preparation  Quarterly investment performance monitoring  Other services tailored to each client’s individual family needs Other services arise out of client specific needs and may include assisting in administering estates, trusts, foundations and other entities. Paragon may also be engaged by its clients for special projects such as organizing family partnerships, constructing and monitoring laddered bond portfolios, bill paying, assisting in the negotiation of the sale or purchase of a business, and other related services. Paragon’s Regulatory Assets Under Management total approximately $1,005,000,000 as of January 1, 2024. This includes assets Paragon manages on a discretionary basis of approximately $501,800,000. As of January 1, 2024, Paragon also had Assets Under Advisement totaling approximately $2.2 billion. These are client assets that Paragon oversees as part of our overall core investment advisory services, but does not manage on a discretionary basis or directly place trades. Paragon’s combined Regulatory Assets Under Management and Assets Under Advisement are approximately $3.2 billion.

NEW PARAGON, LLC

NEW PARAGON, LLC

PARAGON ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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NEW PARAGON, LLC NEW PARAGON, LLC PARAGON ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

NEW PARAGON, LLC

NEW PARAGON, LLC

PARAGON ADVISORS, INC.