BATTERY GLOBAL ADVISORS, LLC

other names
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Adviser Profile
As of Date 07/02/2024
Adviser Type - Large advisory firm
Number of Employees 35 9.38%
of those in investment advisory functions 13 8.33%
Registration SEC, Approved, 02/17/2012
AUM* 4,124,800,000 -3.39%
of that, discretionary 2,387,000,000 15.59%
Private Fund GAV* 2,207,400,000 14.39%
Avg Account Size 35,254,701 -8.34%
% High Net Worth 48.72% -9.17%
SMA’s Yes
Private Funds 61 6
Contact Info 617 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 2B 2B 1B 1B 670M 335M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count16 GAV$586,300,000
Fund TypePrivate Equity Fund Count3 GAV$63,000,000
Fund TypeReal Estate Fund Count17 GAV$854,000,000
Fund TypeVenture Capital Fund Count12 GAV$233,800,000
Fund TypeOther Private Fund Count13 GAV$470,300,000

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$42,451,590 % Position23.00% $ Change10.00% # Change4.00%
Stck Ticker461202103 Stock NameINTUIT $ Position$30,149,390 % Position16.00% $ Change-6.00% # Change0.00%
Stck Ticker70451X104 Stock NamePAYONEER GLOBAL INC $ Position$23,275,042 % Position13.00% $ Change109.00% # Change54.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$15,077,885 % Position8.00% $ Change5.00% # Change0.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$12,438,275 % Position7.00% $ Change11.00% # Change4.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$9,677,786 % Position5.00% $ Change12.00% # Change2.00%
Stck Ticker23804L103 Stock NameDATADOG INC $ Position$8,054,200 % Position4.00% $ Change38.00% # Change56.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$4,699,504 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$5,667,419 % Position3.00% $ Change7.00% # Change0.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$4,424,050 % Position2.00% $ Change2409.00% # Change27544.00%

Brochure Summary

Overview

Firm Description Battery Global Advisors, LLC, a Delaware limited liability company, was founded in 2006. Principal Owners John O’Connor is the principal owner of BGA. Types of Advisory Services Battery Global Advisors provides personalized financial planning, investment management and family office services to high net worth individuals (“Family Office Clients”). Advice to Family Office Clients is provided through consultation with such client and may include determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. Battery Global Advisors also manages and provides investment advisory services on a discretionary basis to private pooled investment funds (each a “Private Fund” and collectively the “Private
Funds”). Tailored Relationships Our advisory services are highly tailored to each Family Office Client, depending on the goals and objectives of each client. Family Office Clients may impose restrictions on investing in certain securities or types of securities. Amounts Under Management As of December 31, 2023, Battery Global Advisors manages or advises on approximately $4,124,800,000 in assets (including uncalled commitments to its Private Funds) for approximately 117 clients, counting separately each series within our Private Funds that are structured as series LLCs (refer to Item 8 for a description of these private funds). Approximately $2,387,000,000 is managed on a discretionary basis, including $2,187,400,000 in the Private Funds and $199.7 million from Family Office Clients. Approximately $1,737,800,000 is managed or advised on a non- discretionary basis.