Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 11/22/1996
ADV Location MENDON, NY, United States
Contact Info (58 xxxxxxx
Websites
AUM* 50,745,803 22%
of that, discretionary 50,745,803 22%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,879,474 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

53M 45M 38M 30M 23M 15M 8M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary