Grimaldi Portfolio Solutions, Inc. (GPS) is a SEC registered Investment Adviser, initially registered in March 1996. Grimaldi Portfolio Solutions, Inc. (GPS) offers advisory services, broadly described as Portfolio Management Services. Mark Anthony Grimaldi and Joseph V. Visconti are the principals of Grimaldi Portfolio Management, Inc. Mark Anthony Grimaldi is the majority owner of GPS, a New York State Corporation formed in March 1996. Sheila E. Pitz is the firm Chief Compliance Officer (CCO). GPS offers a combination of advisory services including the following: (a) Portfolio Management Services GPS provides continuous advice to you regarding the investment of your funds based on your individual needs. Through personal discussions with you, we establish your goals and objectives based on your unique circumstances. We help you develop your personal investment strategy and manage your portfolio based on the agreed upon strategy. When we select the investments for your portfolio, we are guided by your specifications, which may include capital appreciation, growth and income, income, or sector rotation. You may impose reasonable restrictions on investing in certain securities or types of securities. GPS requires that such restrictions be included in a written authority statement (generally as part of your Investment Management Contract with us and as amended from time‐to‐time in writing). You may change/amend these restrictions as desired with such amendments submitted in writing. Knowing Your Client GPS gathers required information through in‐depth personal interviews. GPS may ask you about your current financial status, future goals and attitudes towards risk. GPS carefully reviews any appropriate documentation that

you provide. In general, financial planning discussions may address any or all of the following areas that may be of concern to you: Personal: Family records, budgeting, personal liability, estate information, and financial goals. Education: Education IRA’s, financial aid, state savings plans, grants and general assistance in preparing to meet our dependents continuing educational needs through development of an education plan. Tax and Cash Flow: Income tax planning and spending analysis. For example, we may illustrate the impact of various investments on your current income tax and future tax liability. Death and Disability: Cash needs at death, income needs of surviving dependents, estate planning and disability income analysis. Retirement: Analysis of current strategies and investment plans to help you achieve your retirement goals. Investments: Analysis of investment alternatives and their effect on your portfolio. If you choose to implement the recommendations discussed in the financial planning consultation, GPS suggests that you work closely with your attorney, accountant, insurance agent and/or stockbroker. Implementation of financial planning recommendations is entirely at your discretion. GPS’s portfolio recommendations are not limited to any specific product or service offered by a broker dealer or insurance company. All recommendations are of a generic nature. GPS does not charge you any fees for financial planning consultations. “Item 5 – Fees and Compensation” provides additional information regarding how and when management fees are assessed. (c) Total Client Assets under Management As of December 31, 2022, the calculated amount of client assets managed by GPS is Approx. $95,000,000 on a discretionary basis.