9AT: SMITH GROUP ASSET MANAGEMENT

SMITH GROUP ASSET MANAGEMENT

SMITH GROUP ASSET MANAGEMENT

SMITH ASSET MANAGEMENT GROUP LP

Adviser Profile

As of Date	07/03/2026
Registration status	Terminated
ADV Location	DALLAS, TX, United States
Contact Info	214 xxxxxxx

AUM^*	182,157,722 50%
of that, discretionary	182,157,722 50%
Number of Employees	13 -7%
of those in investment advisory functions	10 25%
Private Fund GAV^*	0
Avg Account Size	91,078,861 50%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- State or municipal government entities

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

3B 3B 2B 2B 1B 997M 499M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Smith Group is a registered investment advisory firm established in 1995. Smith Group focuses on providing equity investment advisory services. Smith Group manages the investment and reinvestment of clients’ assets through the investment in various securities including equities, and, in certain cases, money market instruments. The firm manages assets for a limited number of Public Pension Plan clients. Smith Group’s principal owners (those owning more than 25% of the firm) are Smith Group Employee Partners I, LLC and Smith Group Employee Partners II, LLC. Stephen Spencer Smith, CFA, Founder and Chief Executive Officer of Smith Group is a principal owner of Smith Group Employee Partners I, LLC. Smith Group uses a team of portfolio managers to provide advisory

services to clients. Because Smith Group is primarily in the business of managing equity portfolios, the typical investment objective of our clients is to produce investment performance that exceeds that of a stock market benchmark. To ensure that portfolios are consistently managed, a model portfolio approach is generally utilized and all clients utilizing the same investment strategy receive similar securities with appropriate consideration given to any client’s specific restrictions and tailored needs. As of December 31, 2023, Smith Group’s assets under management and advisement were: U.S. Dollar Amount Managed on a discretionary basis $ 121,587,007 Managed on a non-discretionary basis $ 0 Assets under Advisement $ 0

SMITH GROUP ASSET MANAGEMENT

SMITH GROUP ASSET MANAGEMENT

SMITH ASSET MANAGEMENT GROUP LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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SMITH GROUP ASSET MANAGEMENT SMITH GROUP ASSET MANAGEMENT SMITH ASSET MANAGEMENT GROUP LP

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

SMITH GROUP ASSET MANAGEMENT

SMITH GROUP ASSET MANAGEMENT

SMITH ASSET MANAGEMENT GROUP LP