Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 06/28/1984
ADV Location WHEATON, IL, United States
Contact Info 630 xxxxxxx
Websites
AUM* 144,790,019 32%
of that, discretionary 144,790,019 32%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 72,395,010 32%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

212M 181M 151M 121M 91M 60M 30M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees