9AT: WOODSTOCK CORPORATION

WOODSTOCK CORPORATION

other names

Revenue	{{ Info.Revenue \| formatUSD }}
Headquarters	{{ Info.Headquarters }}

Adviser Profile

As of Date	10/11/2024
Adviser Type - Large advisory firm
Number of Employees	8
of those in investment advisory functions	8
Registration	SEC, Approved, 04/04/1968

AUM^*	1,116,283,437 11.96%
of that, discretionary	1,116,283,437 12.25%
Private Fund GAV^*	0
Avg Account Size	1,993,363 10.76%
% High Net Worth	55.51% -1.32%
SMA’s	Yes
Private Funds	0
Contact Info	617 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

994M 852M 710M 568M 426M 284M 142M

2015 2016 2017 2018 2019 2020 2021 2022

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA Corp	$ Position$74,146,226	% Position7.00%	$ Change-22.00%	# Change-3.00%
Stck Ticker67103H107	Stock NameO'Reilly Automotive Inc	$ Position$56,803,230	% Position6.00%	$ Change18.00%	# Change-2.00%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$60,663,399	% Position6.00%	$ Change-12.00%	# Change-1.00%
Stck Ticker037833100	Stock NameApple Inc	$ Position$37,727,013	% Position4.00%	$ Change-13.00%	# Change-2.00%
Stck Ticker46120E602	Stock NameIntuitive Surgical Inc	$ Position$42,010,782	% Position4.00%	$ Change-7.00%	# Change-3.00%
Stck Ticker34959E109	Stock NameFortinet Inc	$ Position$27,396,077	% Position3.00%	$ Change0.00%	# Change-2.00%
Stck Ticker02079K107	Stock NameAlphabet Inc Class C	$ Position$25,355,822	% Position3.00%	$ Change-19.00%	# Change-1.00%
Stck Ticker02079K305	Stock NameAlphabet Inc Class A	$ Position$17,378,448	% Position2.00%	$ Change-19.00%	# Change-1.00%
Stck Ticker002824100	Stock NameAbbott Laboratories	$ Position$18,122,653	% Position2.00%	$ Change21.00%	# Change3.00%
Stck Ticker00287Y109	Stock NameAbbvie Inc	$ Position$19,796,934	% Position2.00%	$ Change16.00%	# Change-2.00%

Brochure Summary

Overview

Woodstock Corporation (“Woodstock”), founded in 1929, is a SEC Registered Investment Adviser which provides wealth management services to individuals and families, pension profit sharing plans, trusts, estates, charitable organizations, and corporations. As of March 31, 2023, Woodstock has $921,700,350 in client assets, all managed on a discretionary basis. Principal Owners Sagamore Operations & Management Company, LLC Members:
• Ruth L. Darling 1992 Appointive Property Trust
• Susanne L. Phippen 1985 Appointive Property Trust - Elected Managers:
• William H. Darling
• Henry P. Phippen
• Paul D. Simpson Investment Advisory Service Through personal discussions in which goals and objectives based on a client’s particular circumstances are established, Woodstock develops a client’s personal investment objectives and creates and manages a portfolio based on those objectives. Woodstock generally focuses its investment strategies on the use of high-quality growth equity investments and debt securities. Woodstock allocates the client’s assets among various investments taking into consideration the overall management style selected by the client. Exchange traded funds and mutual funds are sometimes also selected based on a client’s investment objectives. Portfolio weighting between funds and market

sectors are determined by each client’s individual needs and circumstances. Clients have the opportunity to place reasonable restrictions on the types of investments made on their behalf. Clients retain ownership of all securities in separately managed accounts. Woodstock manages advisory accounts on a discretionary and non-discretionary basis, depending on client needs and circumstances. Woodstock also manages three sector strategies: energy, healthcare, and technology. Securities selected for investing within these strategies are generally only appropriate for a subset of accounts managed by Woodstock because of the riskier nature of these strategies and the account’s fee arrangements. Other Services Woodstock offers financial counseling that assists clients in examining key areas of their personal financial life including income needs, retirement planning, estate planning and insurance considerations. Woodstock also offers custody account services through Fidelity Brokerage Services LLC and its affiliates, including National Financial Services LLC (together, “Fidelity”). Woodstock is not associated with Fidelity. Additionally, Woodstock’s affiliate, Woodstock Services Company, LLC (“Woodstock Services”), offers clients individual, fiduciary and business tax consulting, tax return preparation services and accounting services.