Adviser Profile

AUM* 351,940,264 44%
of that, discretionary 351,940,264 44%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 440,476 22%
% High Net Worth 24.35% -8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

352M 302M 251M 201M 151M 101M 50M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$14,250,504 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker46090A879 Stock NameINVESCO ACTIVELY MANAGED EXC $ Position$15,763,951 % Position6.00% $ Change-8.00% # Change-8.00%
Stck Ticker33738R118 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$15,760,079 % Position6.00% $ Change22.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,394,984 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,718,504 % Position5.00% $ Change10.00% # Change-3.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$10,662,885 % Position4.00% $ Change17.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,481,877 % Position4.00% $ Change-10.00% # Change-11.00%
Stck Ticker33734H106 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$8,381,384 % Position3.00% $ Change3.00% # Change0.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$7,290,428 % Position3.00% $ Change255.00% # Change4.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$7,554,189 % Position3.00% $ Change-9.00% # Change-1.00%

Brochure Summary