Adviser Profile

As of Date 07/13/2026
Registration SEC, Approved, 05/23/1994
ADV Location LAKE ST. LOUIS, MO, United States
Contact Info 636 xxxxxxx
Websites
AUM* 2,085,947,725 22%
of that, discretionary 1,879,795,545 25%
Number of Employees 96 -8%
of those in investment advisory functions 88 -7%
Private Fund GAV* 0
Avg Account Size 217,060 19%
% High Net Worth 4.78% 130%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 806M 537M 269M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ARMANINO LLP Filing Date11/13/2025 Form ADV-E View Report
Accounting Firm Name ARMANINO LLP Filing Date08/12/2024 Form ADV-E View Report
Accounting Firm Name ARMANINO, LLP Filing Date12/07/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$60,022,978 % Position4.00% $ Change30.00% # Change13.00%
Stck Ticker26922A222 Stock NameETF SER SOLUTIONS $ Position$53,403,815 % Position3.00% $ Change16.00% # Change5.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$39,599,168 % Position3.00% $ Change21.00% # Change2.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$44,994,479 % Position3.00% $ Change28.00% # Change1.00%
Stck Ticker26922A388 Stock NameETF SER SOLUTIONS $ Position$31,215,563 % Position2.00% $ Change16.00% # Change10.00%
Stck Ticker02072L607 Stock NameEA SERIES TRUST $ Position$24,437,243 % Position2.00% $ Change14.00% # Change-14.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$23,596,716 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$31,570,033 % Position2.00% $ Change28.00% # Change12.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$37,448,885 % Position2.00% $ Change12.00% # Change1.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$30,658,159 % Position2.00% $ Change32.00% # Change8.00%

Brochure Summary