9AT: PORTFOLIO MANAGEMENT, LLC

PORTFOLIO MANAGEMENT, LLC

PORTFOLIO MANAGEMENT, LLC

KRANZ RICHARD WINTHROP

PORTFOLIO MANAGEMENT

Adviser Profile

As of Date	03/25/2026
Registration	Louisiana, Approved, 01/10/2001
Other registrations (2)	Texas, Approved, 08/19/1992 SEC, Approved, 08/03/1992
ADV Location	AUSTIN, TX, United States
Contact Info	512 xxxxxxx
Websites

AUM^*	151,931,481 8%
of that, discretionary	151,931,481 8%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	493,284 18%
% High Net Worth	58.56% 42%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

152M 130M 109M 87M 65M 43M 22M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Portfolio Management, LLC (PortMgmt) is in the business of providing investment management services to individuals and organizations. Richard Kranz is the majority owner of PortMgmt. He began his career in the financial services business in 1983, and has served as owner of the Advisor since inception in 1992. PortMgmt’s investment management services include the selection of investment vehicles and overall asset allocation of client portfolios, along with the continued monitoring and management of these assets. As of December 31, 2023, PortMgmt managed approximately $140,200,000 in assets on a discretionary basis and no assets on a non-discretionary basis. PortMgmt offers two types of portfolio management services: custom portfolios designed for the specific and unique needs of a client and model portfolios created by PortMgmt to meet the typical needs of investors in a number of common categories. For custom portfolios, the selection of investment vehicles by PortMgmt on a client’s behalf is made by the Advisor based on its knowledge and understanding of the client's long-term goals, risk tolerance, time horizon and ongoing financial needs. Within agreed-upon

asset allocation parameters, the client gives PortMgmt authority to determine the securities— and the timing and amounts of the securities—to be bought and sold. For model portfolios, PortMgmt will match the needs, goals, and risk tolerance of a client with model portfolios designed to meet the typical needs of similar investors. The client gives the Advisor authority to determine the securities—and the timing and amounts of the securities—to be bought and sold. With all accounts—whether custom or model portfolio—PortMgmt attempts to select investment instruments that are competitive in the financial marketplace in terms of current yield, safety of principal and/or future growth potential. Most investments are made with the expectation of maintaining an intermediate to long-term holding period unless compelling short-term considerations alter this strategy. On an ongoing basis, PortMgmt monitors and evaluates each portfolio to determine if any assets require repositioning or rebalancing due to significant changes in market conditions, the availability of new alternative vehicles, unsatisfactory investment performance or investment management turnover.

PORTFOLIO MANAGEMENT, LLC

PORTFOLIO MANAGEMENT, LLC

KRANZ RICHARD WINTHROP

PORTFOLIO MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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PORTFOLIO MANAGEMENT, LLC PORTFOLIO MANAGEMENT, LLC KRANZ RICHARD WINTHROP PORTFOLIO MANAGEMENT

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

PORTFOLIO MANAGEMENT, LLC

PORTFOLIO MANAGEMENT, LLC

KRANZ RICHARD WINTHROP

PORTFOLIO MANAGEMENT