Adviser Profile

As of Date 10/02/2026
Registration SEC, Approved, 09/02/2020
ADV Location HOUSTON, TX, United States
Contact Info 713 xxxxxxx
Websites
AUM* 1,103,793,878 38%
of that, discretionary 1,103,793,878 38%
Number of Employees 14
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 618,026 30%
% High Net Worth 35.66% 25%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 946M 788M 631M 473M 315M 158M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP Filing Date08/04/2026 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker26922A222 Stock NameETF SER SOLUTIONS $ Position$47,629,206 % Position16.00% $ Change-2.00% # Change-4.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$28,855,519 % Position10.00% $ Change15.00% # Change13.00%
Stck Ticker26922A388 Stock NameETF SER SOLUTIONS $ Position$27,862,789 % Position9.00% $ Change-22.00% # Change-18.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$18,544,506 % Position6.00% $ Change-17.00% # Change-17.00%
Stck Ticker26922B642 Stock NameETF SER SOLUTIONS $ Position$14,441,464 % Position5.00% $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$11,992,767 % Position4.00% $ Change13.00% # Change-2.00%
Stck Ticker30233Q108 Stock NameEXXONMOBIL HOLDINGS CORP $ Position$13,621,087 % Position4.00% $ Change # Change
Stck Ticker33738D879 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$12,063,825 % Position4.00% $ Change-4.00% # Change2.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$11,552,995 % Position4.00% $ Change-1.00% # Change1.00%
Stck Ticker37954Y632 Stock NameGLOBAL X FDS $ Position$7,637,352 % Position3.00% $ Change-10.00% # Change-9.00%

Brochure Summary