Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 06/26/1991
ADV Location DORADO, PR, United States
Contact Info 410 xxxxxxx
Websites
AUM* 221,643,624 88%
of that, discretionary 221,643,624 88%
Number of Employees 3 50%
of those in investment advisory functions 2 100%
Private Fund GAV* 0
Avg Account Size 947,195 87%
% High Net Worth 46.94% -34%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

222M 190M 158M 127M 95M 63M 32M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker11777Q209 Stock NameB2GOLD CORP $ Position$23,302 % Position18.00% $ Change842.00% # Change1039.00%
Stck Ticker59124U605 Stock NameMETALLA RTY & STREAMING LTD $ Position$19,577 % Position15.00% $ Change28.00% # Change11.00%
Stck Ticker351858105 Stock NameFRANCO NEV CORP $ Position$15,890 % Position12.00% $ Change-16.00% # Change0.00%
Stck Ticker008474108 Stock NameAGNICO EAGLE MINES LTD $ Position$11,066 % Position9.00% $ Change-20.00% # Change5.00%
Stck Ticker349942102 Stock NameFORTUNA MNG CORP $ Position$8,454 % Position7.00% $ Change-13.00% # Change2.00%
Stck Ticker89679M104 Stock NameTRIPLE FLAG PRECIOUS METAL $ Position$7,816 % Position6.00% $ Change-26.00% # Change-14.00%
Stck Ticker68390D106 Stock NameOR ROYALTIES INC $ Position$6,732 % Position5.00% $ Change-16.00% # Change1.00%
Stck Ticker697900108 Stock NamePAN AMERN SILVER CORP $ Position$6,198 % Position5.00% $ Change-23.00% # Change-6.00%
Stck Ticker780287108 Stock NameROYAL GOLD INC $ Position$4,756 % Position4.00% $ Change-16.00% # Change7.00%
Stck Ticker28620K106 Stock NameELEMENTAL RTY CORP $ Position$4,256 % Position3.00% $ Change-9.00% # Change-1.00%

Brochure Summary