Kane Investment Management, Inc. is owned by D. Michael Kane and has been providing advisory services since December 1982. The company president and principal, D. Michael Kane, is an Investment Adviser Representative. Kane Investment Management, Inc. provides a full range of investment services, including investment account management, for individuals, families, corporate pension, and profit-sharing plans. Types of investments managed include equity securities (exchange-listed and over-the- counter securities), investment company securities (variable annuities, mutual fund shares) and U.S. Government securities. Client advisory services are based upon, and tailored to the needs and objectives of, each individual or organization. (Clients may impose restrictions on investing in certain securities or types of securities). Kane Investment Management, Inc. uses charting, fundamental and technical security analysis to determine its investment choices for account management. This information is derived from a combination of corporate rating services; inspections of corporate activities; third-party research; annual reports, filings and prospectuses with the SEC; and corporate press releases, financial newspapers and magazines. Upon request, Kane Investment Management, Inc. will provide financial plans for no additional charge. These services are inclusive of the fees paid as described herein. Investment strategies used to implement investment advice include long-term purchases (securities held at least a year), short-term

purchases (securities held less than a year), trading (securities sold within 30 days) and margin transactions. Held Away Assets Kane Investment Management, Inc. utilizes Pontera, a third-party platform, to facilitate management of held away assets such as defined contribution plan participant accounts, with discretion. The platform allows Kane Investment Management, Inc. to avoid being considered to have custody of client funds since the Firm does not have direct access to client log-in credentials to affect trades. Kane Investment Management, Inc. is not affiliated with the Pontera platform in any way and receives no compensation from them for using their platform. In order for Kane Investment Management, Inc. to manage held away assets (assets not held at TD Ameritrade) a link will be provided to the client allowing them to connect an account(s) to the platform. Once a client account is connected to the platform, Kane Investment Management, Inc. will review the current account allocations. When deemed necessary, Kane Investment Management, Inc. will rebalance the account considering client investment goals and risk tolerance, and any change in allocations will consider current economic and market trends. The goal is to improve account performance over time, minimize loss during difficult markets, and manage internal fees that harm account performance. As of December 31, 2023, Kane Investment Management, Inc. had $129,790,022 discretionary assets under management (AUM) and $0 non-discretionary AUM.