9AT: R.H. BLUESTEIN & CO LLC

Adviser Profile

As of Date	07/05/2023
Registration status	Terminated
ADV Location	BIRMINGHAM, MI, United States
Contact Info	248 xxxxxxx
Websites

AUM^*	223,599,391 -95%
of that, discretionary	223,599,391 -95%
Number of Employees	23 -18%
of those in investment advisory functions	11
Private Fund GAV^*	0
Avg Account Size	55,899,848 2085%
% High Net Worth	91.49%
SMA’s	Yes
Private Funds	0 4

Adviser Type

- Related adviser

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ARSENAL CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund9.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.7b	AUM9.7b	#Funds27
Adviser ENHANCING CAPITAL LLC	Hedge Fund21.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV21.7m	AUM368.0m	#Funds1
Adviser CHARLES SCHWAB & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MORGAN STANLEY REAL ESTATE ADVISOR, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MIZZEN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser PANTHEON	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.0000	#Funds1
Adviser ISECTORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM22.2m	#Funds-
Adviser INSCRIPTION FAMILY OFFICE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser TSCG INVESTORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser HEITMAN INTERNATIONAL HK LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund240.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV240.8m	AUM431.9m	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker037833100	Stock NameApple Inc	$ Position$168,675	% Position10.49%	$ Change-1.31%	# Change-2.37%
Stck Ticker023135106	Stock NameAmazon.com Inc	$ Position$90,530	% Position5.63%	$ Change2.66%	# Change-3.51%
Stck Ticker02079k107	Stock NameAlphabet Inc Cl C	$ Position$83,321	% Position5.18%	$ Change-13.90%	# Change1858.81%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$83,263	% Position5.18%	$ Change-10.67%	# Change-1.49%
Stck Ticker22160k105	Stock NameCostco Wholesale Corp	$ Position$81,391	% Position5.06%	$ Change-5.46%	# Change-4.06%
Stck Ticker166764100	Stock NameChevron Corp	$ Position$57,952	% Position3.60%	$ Change-0.22%	# Change0.55%
Stck Ticker16411r208	Stock NameCheniere Energy Inc	$ Position$55,315	% Position3.44%	$ Change26.28%	# Change1.25%
Stck Ticker244199105	Stock NameDeere & Co	$ Position$51,171	% Position3.18%	$ Change9.62%	# Change-1.68%
Stck Ticker883556102	Stock NameThermo Fisher Scientific	$ Position$43,829	% Position2.73%	$ Change-9.69%	# Change-3.26%
Stck Ticker863667101	Stock NameStryker Corp	$ Position$41,238	% Position2.56%	$ Change-0.72%	# Change-2.49%

Brochure Summary

Overview

R.H. Bluestein & Co LLC (“R.H. Bluestein & Co.”) is a Delaware limited liability company formed in 2021 that is the successor to R.H. Bluestein & Company, a Michigan corporation formed in 1990 and that commenced operations in February 1991. On December 31, 2021, R.H. Bluestein & Co. became a wholly-owned subsidiary of CI Private Wealth US, LLC (“CI Private Wealth”) an indirect majority-owned subsidiary of CI Financial Corp. (“CI or CI Financial”) (TSX: CIX; NYSE: CIXX). CI Financial is an independent public company based in Canada offering global wealth management and asset management advisory services. None of CI Financial or CI Private Wealth has a role in the day-to-day management of R.H. Bluestein & Co. The principal executive officers of R.H. Bluestein & Co. are Robert H. Bluestein and Jeffrey N. Bluestein. R.H. Bluestein & Co. has transitioned all of its Private Wealth clients and assets to CI Private Wealth, LLC, CRD No. 319448 (CIPW), a subsidiary of CI Financial. The firm’s private fund client continues to be managed by R.H. Bluestein & Co. the contents of this brochure applies to those clients. We provide advice to both separately managed accounts and private investment funds using a traditional philosophy emphasizing capital preservation and long term growth. The investment assets in our client accounts typically include equities of public companies, debt issued by

various investment grade issuers, mutual funds, exchange-traded funds (ETFs), closed-end funds, and cash equivalents. We tailor our advisory services to the specific investment objectives and needs of each client. We may agree in the investment advisory agreement with each client to investment restrictions or guidelines with respect to the types or amounts of securities or other financial instruments that are to be purchased or sold for each client’s account. We may pursue different investment strategies for different clients. We are generally granted broad investment authority with respect to the management of the accounts of our clients. We manage assets on both a discretionary and non-discretionary basis. As of December 31, 2022, the amount of private fund assets that we manage on a discretionary basis is $223,599,391. Discretionary investment advisory services to four private investment funds: Atlantic Fund I, L.P., Pacific Fund I, L.P., Bluestein Capital Opportunities Fund, L.P., and Bluestein Private Partners II, LLC. Investors and prospective investors in each private investment fund should refer to the confidential private placement memorandum, limited partnership agreement and other governing documents for each private fund for more complete information on the investment objectives, risks and other relevant matters with respect to a particular private fund.

R.H. BLUESTEIN & CO LLC

R.H. BLUESTEIN & CO LLC

R H BLUESTEIN & CO

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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R.H. BLUESTEIN & CO LLC R.H. BLUESTEIN & CO LLC R H BLUESTEIN & CO

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

R.H. BLUESTEIN & CO LLC

R.H. BLUESTEIN & CO LLC

R H BLUESTEIN & CO