Adviser Profile

As of Date 03/02/2026
Registration SEC, Approved, 10/11/1990
ADV Location ALAMO, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 1,341,318,935 37%
of that, discretionary 1,326,636,350 37%
Number of Employees 7 -13%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 698,240 20%
% High Net Worth 58.83% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 948M 758M 569M 379M 190M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$102,686,603 % Position9.00% $ Change17.00% # Change2.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$45,663,345 % Position4.00% $ Change28.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$47,512,042 % Position4.00% $ Change26.00% # Change-2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$40,813,496 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker46432F834 Stock NameISHARES TR $ Position$39,121,005 % Position3.00% $ Change21.00% # Change10.00%
Stck Ticker46641Q159 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$29,576,858 % Position3.00% $ Change7.00% # Change7.00%
Stck Ticker78464A649 Stock NameSPDR SERIES TRUST $ Position$35,991,737 % Position3.00% $ Change6.00% # Change7.00%
Stck Ticker78463X848 Stock NameSPDR INDEX SHS FDS $ Position$36,421,943 % Position3.00% $ Change16.00% # Change4.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$29,740,545 % Position3.00% $ Change7.00% # Change8.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$40,360,878 % Position3.00% $ Change24.00% # Change11.00%

Brochure Summary