Adviser Profile

As of Date 07/31/2026
Registration SEC, Approved, 12/31/2016
ADV Location COON RAPIDS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 379,178,566 31%
of that, discretionary 367,434,193 32%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 597,132 16%
% High Net Worth 49.25% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

367M 315M 262M 210M 157M 105M 52M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287655 Stock NameISHARES TR $ Position$79,778,319 % Position13.00% $ Change142.00% # Change99.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$73,667,983 % Position12.00% $ Change20.00% # Change4.00%
Stck Ticker78462F953 Stock NameSTATE STR SPDR S&P 500 ETF T (PUT) $ Position$55,559,688 % Position9.00% $ Change16.00% # Change1.00%
Stck Ticker464287955 Stock NameISHARES TR (PUT) $ Position$26,319,420 % Position4.00% $ Change23.00% # Change2.00%
Stck Ticker548661107 Stock NameLOWES COS INC $ Position$26,396,026 % Position4.00% $ Change-7.00% # Change0.00%
Stck Ticker464287234 Stock NameISHARES TR $ Position$25,275,667 % Position4.00% $ Change328.00% # Change255.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$19,287,390 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker78467X109 Stock NameSTATE STR SPDR DOW JONES IND $ Position$16,475,879 % Position3.00% $ Change13.00% # Change0.00%
Stck Ticker92189F486 Stock NameVANECK ETF TRUST $ Position$11,320,692 % Position2.00% $ Change141.00% # Change140.00%
Stck Ticker464287176 Stock NameISHARES TR $ Position$9,437,571 % Position2.00% $ Change # Change

Brochure Summary