Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 11/24/1989
ADV Location DAYTON, OH, United States
Contact Info 937 xxxxxxx
Websites
AUM* 508,618,244 18%
of that, discretionary 33,134,429 14%
Number of Employees 4 33%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 15,412,674 33%
SMA’s Yes
Private Funds 0

Adviser Type

- Pension consultant

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

475M 408M 340M 272M 204M 136M 68M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary