Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 08/10/1989
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
AUM* 161,808,245 -1%
of that, discretionary 161,808,245 -1%
Number of Employees 1 -50%
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 898,935 21%
% High Net Worth 39.73% 35%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

175M 150M 125M 100M 75M 50M 25M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name WERTZ & COMPANY Filing Date03/28/2025 Form ADV-E View Report
Accounting Firm Name WERTZ & COMPANY LLC Filing Date02/27/2024 Form ADV-E View Report

Brochure Summary