FISHER INVESTMENTS other names

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Adviser Profile

As of Date:

07/29/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees:

3,525 5.26%

of those in investment advisory functions:

1,613 2.48%

Registration:

SEC, Approved, 3/26/1987

AUM:

276,890,013,440 59.67%

of that, discretionary:

276,890,013,440 59.67%

Private Fund GAV:

271,163,924 -4.67%

Avg Account Size:

1,715,966 158.66%

% High Net Worth:

56.91% 32.17%

SMA’s:

YES

Private Funds:

6 1

Contact Info

800 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
209B 179B 149B 119B 90B 60B 30B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

5 Best Stocks For Long Term Growth - Insider Monkey
02/19/2024

The largest hedge fund shareholder of Salesforce, Inc. (NYSE:CRM) is Ken Fisher's Fisher Asset Management, with a $3.9 billion investment.

Insider Monkey

Ken Fisher Portfolio: 5 Biggest Small-Cap Positions
10/05/2023

In this article, we will discuss Ken Fisher portfolio: 5 biggest small-cap positions. If you want to explore similar stocks, you can also take a look at Ken Fisher Portfolio: 15 Biggest Small-Cap Positions. 5. Chart Industries (NYSE:GTLS) Market Capitalization as of October 4: $6.69 Billion Fisher Asset Management’s Stake Value: $113.19 Million Number of […]

Insider Monkey

Jim Cramer and Billionaire Ken Fisher Love These 5 Stocks
09/06/2023

Below we take a look at why Jim Cramer and Billionaire Ken Fisher Love These 5 Stocks. For our methodology and a more comprehensive list please see Jim Cramer and Billionaire Ken Fisher Love These 10 Stocks. 5. NVIDIA Corporation (NASDAQ:NVDA) Value of Fisher Asset Management’s 13F Position: $3.46 billion Number of Hedge Fund Shareholders: […]

Insider Monkey

Billionaire Ken Fisher and Bill Gates Love These 7 Stocks
08/31/2023

In this article, we will be taking a look at the seven stocks billionaire Ken Fisher and Bill Gates love. To skip our detailed analysis of the stock portfolio performance of Fisher Asset Management and Bill & Melinda Gates Trust, you can go directly to see Billionaire Ken Fisher and Bill Gates Love These 4 […]

Insider Monkey

Billionaire Ken Fisher and Bill Gates Love These 4 Stocks
08/31/2023

In this article, we will be taking a look at the four stocks billionaire Ken Fisher and Bill Gates love. To read our detailed analysis of the stock portfolio performance of Fisher Asset Management and Bill & Melinda Gates Trust, you can go directly to see Billionaire Ken Fisher and Bill Gates Love These 7 […]

Insider Monkey

Ken Fisher’s Top 5 Healthcare Stock Picks
08/26/2023

In this article, we discuss the top 5 healthcare stock picks of Ken Fisher. If you want to read our detailed discussion about the healthcare industry, head over to Ken Fisher’s Top 15 Healthcare Stock Picks. 5. Stryker Corporation (NYSE:SYK) Fisher Asset Management’s Stake Value: $1,168,725,000 Number of Hedge Fund Holders: 46 Stryker Corporation (NYSE:SYK) […]

Insider Monkey


Private Funds Structure

Fund Type Count GAV
Other Private Fund 6 $271,163,924

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Private Funds



Employees




Brochure Summary

Overview

Firm Description Fisher Asset Management, LLC, doing business as Fisher Investments (“FI”), a privately held limited liability company, is an investment adviser with offices in California, Florida, Texas and Washington. FI is registered with the U.S. Securities and Exchange Commission (“SEC”); in Canada with the Alberta Securities Commission, British Columbia Securities Commission, Manitoba Securities Commission, New Brunswick Securities Commission, Newfoundland and Labrador Financial Services Regulation Division, Nova Scotia Securities Commission, Ontario Securities Commission, Prince Edward Island Securities Office, Quebec Autorité des Marchés Financiers, and Saskatchewan Financial Services Commission; and with the Netherlands Authority for the Financial Markets. FI has a branch office registered with the Dubai International Financial Centre. Being registered with the SEC or any other regulatory authority does not imply FI has a certain level of skill or training. FI manages assets within different client groups: 401(k) Solutions; Institutional (including Personalized Retirement Outcomes); US and Canadian private clients; UK private clients; European private clients; and Australian private clients. Collectively, these groups comprise a global client base of diverse investors including corporate, public and multi- employer pension plans, foundations and endowments, insurance companies, healthcare organizations, governments, investment companies and high net worth individuals. The firm offers a broad array of US, non-US, global equity, and fixed income strategies with various capitalization and style orientations. Founded in 1979, all strategies are supported by the firm’s global research platform developed over its 40+ year history. Investment decisions are made by the firm’s five member Investment Policy Committee (“IPC”). In the mid-1990s, FI began offering separate portfolio management directly to high net worth individuals. In early 2000, FI expanded service offerings into Canada and Europe. 401(k) Solutions was launched in 2014. The bedrock of FI’s business is based on maintaining a culture of ethics and integrity with the highest possible emphasis on clear and transparent communications with the investing public. Embedded within the firm’s culture is its embrace of the fiduciary duty to put client interests first. FI fosters a culture that hires, trains, and rewards employees in direct support of the values of openness, honesty, integrity, and trust. Principal Owners Fisher Investments, Inc. owns 100% of the voting interests in FI, with the CEO (as co-trustee, with his spouse, of a family trust) holding non-voting interests. Ken Fisher (as co-trustee, with his
spouse, of a family trust) owns more than 75% of the shares of Fisher Investments, Inc. Types of Advisory Services FI, through 401(k) Solutions, provides fiduciary and non-fiduciary services for retirement plan sponsors in the United States. Depending on retirement plan type and FI’s agreement with each plan, these services generally include the following: Provide a dedicated service team Lead service provider transitions Help plan sponsors establish and understand plan goals, rules, and features Help establish an investment policy statement (“IPS”) Build a goals-driven fund lineup (Fiduciary Service) Provide a customizable employee introduction to the plan Hold one-on-one enrollment and retirement guidance meetings with all employees March 28, 2024 Form ADV Part 2A 5 Keep investment lineup aligned with plan needs (Fiduciary Service) Help maintain IPS Help plan sponsors understand plan governance and compliance issues Champion the plan with other service providers and spearhead transitions as needed Analyze service provider fees and compare to industry averages Deliver an annual plan review to key stakeholders Compile fiduciary audit file materials Execute ongoing financial education programs for employees Provide employees direct access to Retirement Specialist support Host ongoing customized employee events and one-on-one meetings Provide additional plan compliance support Provide ongoing fiduciary education The Funds include registered investment companies (i.e., mutual funds) that are not advised by FI, and/or collective funds (“Collective Funds”) for which FI may serve as investment adviser. These are explained in more detail in Methods of Analysis, Investment Strategies, Risk of Loss, and Affiliations sections for additional information. FI does not receive any fees from funds, including fund distribution fees, revenue sharing, advisory fees, or management fees. When selecting funds, FI evaluates a range of qualitative and quantitative factors, including fund fees. FI seeks funds with reasonable fees that also meet our other fund evaluation criteria. Collective Funds, when utilized, are designed to be low fee for the participant. Some plan sponsors may elect to make additional investment options available to plan participants through a self-directed brokerage account. Assets under Management FI manages client assets on a discretionary basis. As of December 31, 2023, FI managed a total of: 401(k) Solutions Private Client Institutional Total Discretionary $4,093,948,454 $195,488,349,846 $36,361,057,165 $235,943,355,465 Non-Discretionary $0 $0 $0 $0 Total $4,093,948,454 $195,488,349,846 $36,361,057,165 $235,943,355,465